AI Compliance Officer
AI Generated Summary
AI Compliance Officer · Support AI & financial regulatory frameworks · Assist with compliance policies for AI usage · Monitor prompt benchmarking and testing · Support client reporting and oversight functions
Telescope AI is seeking a Compliance and AI Oversight Specialist to support our compliance initiatives and ensure we remain aligned with regulations governing AI usage, financial services, and brokerage collaboration.
What You’ll Do
- Support Compliance Operations: Assist in implementing and maintaining compliance policies and procedures for AI-based financial solutions, working under guidance to ensure regulatory alignment.
- AI Monitoring and Testing: Participate in monitoring AI activities across our platform, including prompt benchmarking, testing protocols, and identifying potential compliance considerations.
- Client Reporting Support: Help prepare compliance reports for clients, assist with audit responses, and support client communications regarding regulatory requirements.
- Data Governance Assistance: Support data protection initiatives and help maintain privacy standards in accordance with established frameworks.
- Documentation and Record Keeping: Maintain accurate compliance records, assist with reporting obligations, and help prepare documentation for internal and external reviews.
- Stakeholder Coordination: Work with internal teams and assist in communications with brokers and external partners on compliance matters.
Who You Are
- Compliance Background: Experience in compliance roles within wealth management, banking, financial services, or related regulated industries.
- Regulatory Awareness: Familiarity with financial regulations (such as ASIC requirements) and interest in learning about AI governance frameworks.
- Detail-Oriented Professional: Strong attention to detail with ability to work systematically through compliance processes and documentation.
- Collaborative Team Player: Comfortable working with diverse teams and supporting both technical and business stakeholders.
- Adaptable Learner: Eager to develop expertise in AI compliance and willing to grow with emerging regulatory landscapes.
- Clear Communicator: Able to translate compliance requirements into practical guidance for various audiences.
Why Join Us
- Emerging Field: Gain experience in the rapidly evolving area of AI compliance within financial services.
- Technology Exposure: Work alongside teams using cutting-edge AI technologies (OpenAI, Anthropic, Google Gemini) while ensuring responsible deployment.
- Professional Growth: Develop specialized expertise in AI governance and compliance in a supportive learning environment.
- Impactful Work: Contribute to building responsible AI systems that serve top brokers and fund managers.
- Great Location: Join a dynamic team on the beautiful Sunshine Coast with competitive benefits and flexible work arrangements.
About Telescope AI
We specialize in AI-driven solutions for the finance sector, serving publishers, brokers, and fund managers with advanced tools.
Our flagship product, Ripple, generates personalized stock portfolios from written prompts by analyzing ripple effects of specific events or scenarios. We fuse large language models with client datasets to give investors a blend of algorithmic precision and human wisdom—speeding up research and offering more informed starting points for decision-making.
Our reliance on frontier models with leading AI institutions like OpenAI and Anthropic, as well as emerging players like Google Gemini, Llama, and Cohere. Here, you’ll have both freedom and support to experiment with the latest innovations in AI.
Join us at Telescope AI, on the beautiful Sunshine Coast, where you’ll help shape the forefront of AI-driven finance in an environment that values rapid iteration, creativity, and collaboration.